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Direction On Disclosures Of Information By Public Sector Agencies For Research Purposes

Privacy and Personal Information
Protection Act 1998

I, Judge K V Taylor, Privacy Commissioner, hereby direct pursuant to section 41 of the Privacy and Personal Information Protection Act 1998 as follows:

1. This Direction covers each public sector agency, as defined in section 3 of the Privacy and Personal Information Protection Act (the PPIP Act), which is listed in the schedule to the Direction, however any public sector agency may choose to comply with Part 2 Division 1 of the Act rather then comply with the Direction.

2. This Direction applies to:

a) the disclosure by a public sector agency covered by this Direction of personal information held by the agency for research where this would otherwise breach sections 18 or 19 of the PPIP Act;
    b) the collection, storage, use, disclosure, provision of personal access to, and alteration of, personal information in records which are created by a person or organisation that is not a public sector agency but which are deposited with a public sector agency for purposes which include research; and
      c) the collection and use of personal information by an agency or part of an agency, which has as a major function, the collection of items of historical or cultural significance and the information is collected and used to provide reference material in relation to collected items;

      but does not apply to the use by or on behalf of a public sector agency of personal information held by the agency for purposes which are lawful purposes directly related to a function or activity of the agency, including the assessment or evaluation of the operation of the agency or services provided by the agency.

      In the case of conduct referred to in paragraph 2(a) of this Direction an agency may reasonably depart from sections 18 and 19 of the PPIP Act, provided that it follows guidelines or policies of the agency covering the disclosure of personal information for research purposes which were established at 1 July 2000, or the proposed research has been approved by a committee established for the purpose of giving ethical approval to research projects after such a committee has considered the privacy implications of the collection and subsequent use of such information by the researcher in the absence of express consent.

      3. In the case of conduct referred to in paragraph 2(b) of this Direction an agency is not required to comply with sections 8, 9, 10, 13, 14, 15, 16, 17, 18 or 19 of the PPIP Act, provided that the agency takes such steps as are reasonable in the circumstances to protect the privacy of any person whose personal information is contained in deposited records.

      4. In the case of conduct referred to in paragraph 2(c) of this Direction a relevant agency may collect, use and disclose personal information otherwise than in accordance with sections 8, 9, 10, 14, 15, 17, 18 and 19 of the Act, provided that it adheres to a written policy on the protection of the privacy of such material.

      5. This direction is not intended to override any provision on access to information for research purposes under Part 6 of the State Records Act 1998.

      6. This Direction does not apply to “health information”, as defined in section 6 of the Health Records & Information Privacy Act 2002 (HRIP Act).

      7. This Direction replaces the Directions made on 30 June 2000, 28 September 2000, 29 December 2000, 1 June 2001, 28 December 2001, 29 April 2002, 26 June 2002, 29 October 2002, 31 March 2003, 29 December 2003, 31 December 2004,31 December 2005, 29 December 2006 and 28 December 2007.

      8. This Direction has effect from 1 January 2008 to 31 December 2009, or until the making of a Privacy Code of Practice for Research, whichever is earlier.


      Signed by me on this 23 day of December 2008.


      K V Taylor
      Privacy Commissioner

      Schedule
      Public Sector Agencies covered by the Direction

      · Administrative Decisions Tribunal
      · Ambulance Service of NSW
      · Anti-Discrimination Board
      · Art Gallery of NSW
      · Attorney General's Department of NSW
      · Audit Office of New South Wales
      · Australian Museum
      · Bicentennial Park Trust
      · Bookmakers Revision Committee
      · Broken Hill Water Board
      · Building and Construction Industry Long Service Payments Corporation
      · Centennial Park and Moore Park Trust
      · Charles Sturt University
      · Co-ordinator General of Rail
      · Cobar Water Board
      · Community Relations Commission
      · Consumer, Trader & Tenancy Tribunal
      · Corrections Health Service
      · Council of Law Reporting for New South Wales
      · Department of Ageing, Disability, and Home Care
      · Department of Aboriginal Affairs
      · Department of Arts, Sport and Recreation
      · Department of Commerce
      · Department of Community Services
      · Department of Corrective Services
      · Department of Education and Training
      · Department of Environment and Climate Change
      · Department of Health
      · Department of Housing
      · Department of Juvenile Justice
      · Department of Lands
      · Department of Local Government
      · Department of Planning
      · Department of Premier and Cabinet
      · Department of Primary Industries
      · Department of State and Regional Development
      · Department of Water and Energy
      · Dust Diseases Board
      · Eastern Creek Raceway
      · Far West Health Service
      · Film and Television Office, NSW
      · First State Superannuation Trustee Corporation
      · Forests NSW
      · Geographical Names Board
      · Government Chief Information Service
      · Greater Southern Area Health Service
      · Greater Western Area Health Service
      · Harness Racing Authority
      · Health Care Complaints Commission
      · HealthQuest
      · Historic Houses Trust of NSW
      · Home Care Service of NSW
      · Hunter/New England Area Health Service
      · Independent Commission Against Corruption
      · Independent Transport Safety and Reliability Regulator
      · Institute for Clinical Excellence
      · Internal Audit Bureau
      · Jenolan Caves Reserve Trust
      · Judicial Commission of NSW
      · Lake Illawarra Authority
      · Land and Property Information Service
      · Legal Aid Commission of NSW
      · Legal Practitioners Admission Board
      · Lord Howe Island Board
      · Macquarie University
      · Mental Health Review Tribunal
      · Mines Rescue Service
      · Mines Subsidence Board
      · Ministry for Police
      · Ministry of Transport
      · Motor Accidents Authority
      · Motor Vehicle Industry Advisory Council
      · North Coast Area Health Service
      · Northern Sydney/Central Coast Area Health Service
      · Natural Resources Commission
      · NSW Aboriginal Housing Office
      · NSW Aboriginal Land Council
      · NSW Cancer Council
      · NSW Casino Control Authority
      · NSW Coal Compensation Board
      · NSW Crime Commission
      · NSW Fire Brigades
      · NSW Food Authority
      · NSW Heritage Office
      · NSW Institute of Sport
      · NSW Law Reform Commission
      · NSW Maritime Authority
      · NSW Medical Board
      · NSW Ombudsman's Office
      · NSW Office of Liquor, Gaming and Racing
      · NSW Police
      · NSW Rural Fire Service
      · NSW Treasury
      · NSW Vocational Education and Training Accreditation Board
      · Office of Community Housing
      · Office of Marine Administration
      · Office of State Revenue
      · Office of the Board of Studies
      · Office for Children
      · Office of the Director of Public Prosecutions
      · Office of the Protective Commissioner
      · Office of the Public Guardian
      · Office of the Surveyor-General
      · Office of Transport Safety Investigation
      · Office of Western Sydney
      · Parliamentary Counsel's Office
      · Police Integrity Commission
      · Powerhouse Museum
      · Privacy NSW
      · Professional Standards Council
      · Registry of Births, Deaths & Marriages
      · Roads & Traffic Authority
      · South Eastern Sydney/Illawarra Area Health Service
      · Southern Cross University
      · State Authorities Superannuation Trustee Corporation
      · State Electoral Office
      · State Emergency Service
      · State Library of NSW
      · State Rail Authority of NSW
      · State Records Authority
      · State Sports Centre Trust
      · State Transit Authority
      · State Valuation Office
      · Stewart House Preventorium, Curl Curl
      · Sustainable Energy Development Authority
      · Sydney Catchment Authority
      · Sydney Cricket Ground and Sports Ground Trust
      · Sydney Harbour Foreshore Authority
      · Sydney Olympic Park Authority
      · Sydney Opera House
      · Sydney Ports Corporation
      · Sydney South West Area Health Service
      · Sydney West Area Health Service
      · Taronga and Western Plains Zoo
      · Teacher Housing Authority
      · Tourism New South Wales
      · Tow Truck Authority of New South Wales
      · Transport Safety and Reliability Regulator
      · University of New England
      · University of New South Wales
      · University of Newcastle
      · University of Sydney
      · University of Technology Sydney
      · University of Western Sydney
      · University of Wollongong
      · Waste Recycling & Processing Service of NSW
      · Wentworth Park Trust
      · Westmead Children’s Hospital (The Royal Alexandra Hospital for Children)
      · Wollongong Sports Ground Trust
      · WorkCover Authority
      · Zoological Parks Board of NSW
      · Albury City Council
      · Armidale City Council
      · Armidale Dumaresq Council
      · The Council of the Municipality of Ashfield
      · Auburn Council
      · Ballina Shire Council
      · Balranald Shire Council
      · Bankstown City Council
      · Barraba Shire Council
      · Bathurst City Council
      · The Council of the Shire of Baulkham Hills
      · Bega Valley Shire Council
      · Bellingen Shire Council
      · Berrigan Shire Council
      · Bingara Shire Council
      · Blacktown City Council
      · Bland Shire Council
      · Blayney Shire Council
      · Blue Mountains City Council
      · Bogan Shire Council
      · Bombala Council
      · Boorowa Council
      · The Council of the City of Botany Bay
      · Bourke Shire Council
      · Brewarrina Shire Council
      · Broken Hill City Council
      · Burwood Council
      · Byron Shire Council
      · Cabonne Council
      · Camden Council
      · Campbelltown City Council
      · Canterbury City Council
      · Carrathool Shire Council
      · Casino Council
      · Central Darling Shire Council
      · Cessnock City Council
      · Cobar Shire Council
      · Coffs Harbour City Council
      · Conargo Shire Council
      · Concord Council
      · Coolah Shire Council
      · Coolamon Shire Council
      · Cooma-Monaro Shire Council
      · Coonabarabran Shire Council
      · Coonamble Shire Council
      · Cootamundra Shire Council
      · Copmanhurst Shire Council
      · Corowa Shire Council
      · Cowra Shire Council
      · Crookwell Shire Council
      · Culcairn Shire Council
      · Deniliquin Council
      · Drummoyne Council
      · Dubbo City Council
      · Dumaresq Shire Council
      · Dungog Shire Council
      · Eurobodalla Shire Council
      · Evans Shire Council
      · Fairfield City Council
      · Forbes Shire Council
      · Gilgandra Shire Council
      · Glen Innes Municipal Council
      · Gloucester Shire Council
      · Gosford City Council
      · Goulburn City Council
      · Grafton City Council
      · Great Lakes Council
      · Greater Taree City Council
      · Griffith City Council
      · Gundagai Shire Council
      · Gunnedah Shire Council
      · Gunning Shire Council
      · Guyra Shire Council
      · Harden Shire Council
      · Hastings Council
      · Hawkesbury City Council
      · Hay Shire Council
      · Holbrook Shire Council
      · Holroyd Shire Council
      · The Council of the Shire of Hornsby
      · Hume Shire Council
      · The Council of the Municipality of Hunters Hill
      · Hurstville City Council
      · Inverell Shire Council
      · Jerilderie Shire Council
      · Junee Shire Council
      · Kempsey Shire Council
      · The Council of the Municipality of Kiama
      · Kogarah Municipal Council
      · Ku-ring-gai Municipal Council
      · Kyogle Council
      · Lachlan Shire Council
      · Lake Macquarie City Council
      · Lane Cove Council
      · Leeton Shire Council
      · Leichhardt Municipal Council
      · Lismore City Council
      · Lithgow City Council
      · Liverpool City Council
      · Lockhart Shire Council
      · Maclean Shire Council
      · Maitland City Council
      · Manilla Shire Council
      · Manly Council
      · Marrickville Council
      · Merriwa Shire Council
      · Moree Plains Shire Council
      · Mosman Municipal Council
      · Mudgee Shire Council
      · Mulwaree Shire Council
      · Murray Shire Council
      · Murrumbidgee Shire Council
      · Murrurundi Shire Council
      · Muswellbrook Shire Council
      · Nambucca Shire Council
      · Narrabri Shire Council
      · Narrandera Shire Council
      · Narromine Shire Council
      · Newcastle City Council
      · North Sydney Council
      · Nundle Shire Council
      · Nymboida Shire Council
      · Oberon Council
      · Orange City Council
      · Parkes Shire Council
      · Parramatta City Council
      · Parry Shire Council
      · Penrith City Council
      · Pittwater Council
      · Port Stephens Council
      · Pristine Waters Council
      · Queanbeyan City Council
      · Quirindi Shire Council
      · Randwick City Council
      · Richmond River Shire Council
      · Richmond Valley Council
      · Rockdale City Council
      · Ryde City Council
      · Rylstone Shire Council
      · Scone Shire Council
      · Severn Shire Council
      · Shellharbour City Council
      · Shoalhaven City Council
      · Singleton Shire Council
      · Snowy River Shire Council
      · South Sydney City Council
      · Strathfield Municipal Council
      · Sutherland Shire Council
      · The City of Sydney
      · Tallaganda Shire Council
      · Tamworth City Council
      · Temora Shire Council
      · Tenterfield Shire Council
      · Tumbarumba Shire Council
      · Tumut Shire Council
      · Tweed Shire Council
      · Ulmarra Shire Council
      · Uralla Shire Council
      · Urana Shire Council
      · Wagga Wagga City Council
      · The Council of the Shire of Wakool
      · Walcha Council
      · Walgett Shire Council
      · Warren Shire Council
      · Warringah Council
      · Waverley Council
      · Weddin Shire Council
      · Wellington Shire Council
      · Wentworth Shire Council
      · Willoughby City Council
      · Windouran Shire Council
      · Wingecarribee Shire Council
      · Wollondilly Shire Council
      · Wollongong City Council
      · Woollahra Municipal Council
      · Wyong Shire Council
      · Yallaroi Shire Council
      · Yarrowlumla Shire Council
      · Yass Shire Council
      · Young Shire Council
      · Castlereagh-Macquarie County Council
      · Central Murray County Council
      · Central Northern County Council
      · Central Tablelands Water
      · Clarence River County Council
      · Cudgegong (Abbatoir) County Council
      · Far North Coast County Council
      · Goldenfields Water County Council
      · Hawkesbury River County Council
      · Lower Clarence County Council
      · Mid-Western County Council
      · MidCoast County Council
      · New England Tablelands County Council
      · North West Weeds County Council
      · Richmond River County Council
      · Riverina Water County Council
      · Rous County Council
      · Southern Slopes County Council
      · Upper Hunter County Council
      · Upper Macquarie County Council



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